1. The
question of ethnic or national minorities in international relations can be viewed in
different ways - as a human rights issue; as a legal issue, with connections to other
principles like territorial integrity and self-determination; as a security issue. These
dimensions are mutually intertwined and in practice cannot be strictly divided. However,
for analytical purposes, in this paper we are going to concentrate mainly on the security
aspect of minority issues in today’s Europe, particularly in its Southeastern part, the
Balkans.
In the past decade Europe has undergone fundamental changes. The
collapse of Communism resulted in putting an end to military confrontation and block
division. Moreover, this also led to profound changes in the international system, both in
the practice of state-to-state relations and in the principles guiding these relations.
Thus while the ten Helsinki principles are still, in a formal sense, equally valid as
basic norms guiding relations among the OSCE participating states, their relative
importance has changed. This is particularly true in the case of “non-intervention in
internal affairs.” Today this principle is giving way to the notion of legitimizing the
right of international (“humanitarian”) intervention in many fields, not least in the
human rights dimension. Although still lacking the rank of legal principles, values such
as democracy (multi-party parliamentary system), the rule of law and market economy based
on private property, have become, since the 1990 Paris CSCE Summit, as relevant and as
obligatory for the OSCE members as the ten “classical” Helsinki principles of 1975.
The changes have affected also the ten principles. The initial
differences in their interpretation have been narrowed down and subsequently overcome with
the help of commonly accepted standards for the respect and implementation of the norms
and commitments included in them. While in the past principles such as sovereign equality,
non-intervention in internal affairs, self-determination, human rights protection, etc.
used to be interpreted and applied in a different way by the states and governments of the
two opposing blocks, today most norms and principles are shared by everybody.
Nevertheless, there is a number of issues in international relations
and international law which still give rise to different, even controversial
interpretations. Among these, the issue of national minorities is one which remains an
object of discord and dispute even today. While it is generally accepted that the rights
of national minorities form an integral element in the corpus of human rights, there are
differences as to whether these rights should be treated as collective or only as
individual rights. Consequently, such discussions are related to issues like sovereignty,
territorial integrity, self-determination of peoples, etc. These controversies are so
grave that it seems that the rights of national minorities have remained among the most
contentious problems in interstate relations even in the changed international
environment.
In spite of the fact that the rights of national minorities are dealt
with in an increasing number of legal and political international documents - both on the
multilateral and bilateral level - there is still no commonly accepted definition of
“national minority.” The UN-supported efforts to find such a definition have proceeded
slowly and with lukewarm support, often confronted by reservations, or even resistance on
the part of a number of UN member-states, among which many Third World countries and the
majority of the Security Council permanent members. Although definitions in UN documents,
especially in non-binding General Assembly resolutions, have only a limited value, it is
indicative that the UN members have been successful in elaborating a common, albeit
unsatisfactory, definition of “aggression,” while failing to do so with “national
minority.”
2. Following the break down of the Berlin Wall and the collapse of the
Eastern block in 1989 the situation as regards the treatment of minority issues has
changed a little. There are two groups of reasons for this. Firstly, the “grand”
strategic issues of military confrontation between the two blocks which used to monopolize
everybody’s attention almost disappeared from the scene. Apart from that, while in the
Cold War confrontation the primary concern of the Western democracies was the state of
individual political and civil rights, now these rights, at least in their basic
standards, ceased to be an issue. Thus the attention was subsequently turned to the rights
of minority groups, including national minorities, which were still not fully guaranteed.
Secondly, the “unfreezing” of the situation in Central and Eastern Europe (CEE)
brought into the open the issue of ethnicity, including the problem of the national
minorities in a number of CEE states. These minorities were able to demand their rights
within the emerging democratization process. To neglect these problems would have meant to
overlook not only a legitimate human rights issue, but also an issue which has clear
security and stability implications.
In a sense, the process of paying more attention to the issue of
minorities did not develop simultaneously, but somewhat preceded the process of changes in
CEE.
In Europe the efforts for the elaboration of new standards for minority
rights were intensified already in the early and mid-80’s, especially in the framework
of the Council of Europe and the Organization for Security and Cooperation in Europe -
OSCE [at that time still the Conference on Security and Cooperation in Europe - CSCE].
These efforts have brought about marked improvements on the normative level, to which we
will return later. However, the concept of individual rights still prevails today, and the
principles of sovereignty and non-interference, while played down in a number of aspects,
remain as a counter-balance to international concerns for minority rights.
3. Minorities are still generally perceived as a reason for mistrust
and potential disputes, and not for rapprochement between the “host states” and
“kin-states.” Rather than welcoming the presence of minorities on their territories as
“bridge-builders” in their relations with their neighbors, some states prefer to stick
to the approach that “good fences make good neighbors.” In certain situations
minorities are still perceived primarily as a security threat. Europe’s recent history
has very few cases where the presence of minorities has been used as a bond linking the
states, the clearest example being the Swedish minority in Finland. Some smaller
minorities, especially those which do not come from immediately neighboring states (e.g.
Slovaks in Yugoslavia), have been treated by the states concerned as a positive element in
the bilateral relations. In most other cases, however, especially when it comes to
relatively big minorities in neighboring states, the issue has been a source of discord,
rather than accord.
While it cannot be denied that minorities indeed present a complex
issue which can evolve into a factor complicating inter-state relations, it still requires
a combination of elements to turn this problem into a security threat. Even though the
following list is certainly not an exhaustive one, we consider that it contains the most
important elements which, by themselves or, more likely in a combination with others, have
the potential of transforming a minority issue into a security problem or threat. These
are, in order of relative importance:
- repression or policy of assimilation of the “host state” ;
- irredentist or imperialist policy of the “kin-state” ;
- size of the minority;
- degree of territorial concentration of the minority;
- location of the minority (proximity to the border of the
“kin-state”);
- minority characteristics (ethnic, religious or linguistic minority or
a combination of these elements);
- degree of self-consciousness as a minority;
- level of civil and political culture of both the majority and
minority populations in a given state;
- degree of urbanization of the minority;
- duration of minority status (traditional minorities vs. new
minorities).
Some of these factors are self-explanatory, while others have a more
complex nature and their effects are not always the same.
For example, it is clear that repressive policy towards a minority may
eliminate security threat in the short run, while in the long run it may have
destabilizing effects. Similarly, irredentist or imperialist ambitions put minorities in a
precarious position and tend to provoke repressive or retaliatory policies on the part of
the host state. The Third Reich exploitation of the ethnic German minorities’ real or
fabricated grievances in order to pursue territorial gains at the expense of some CEE
states eventually resulted in the migration or expulsion of the greater part of the German
minority from Czechoslovakia, Poland and Yugoslavia after WORLD WAR II. More recently, in
the conflict in the former Yugoslavia, the ethnic communities of Serbs and Croats outside
their mother states were used as a pretext for open or hidden territorial aspirations,
especially against Croatia and Bosnia and Herzegovina. Here again desertion -voluntary or
forceful - of these minorities from the territories they have been living on for centuries
and return to the mother states have been or might become the ultimate result.
Of course, manipulation of minorities is much more difficult with
numerically small and/or territorially dispersed minorities. Since they do not present a
security threat, host states can pursue a relatively tolerant and non-discriminatory
policy towards them. However, this is not always the case, the example being the
discrimination against Roma, in spite of the fact that they do not present any security
threat, since they do not have a neighboring “kin state” and are usually territorially
dispersed.
The level of urbanization can also play a role in the different
situations. Minorities in rural areas tend to preserve their separate identity longer and
are more easily organized in compact groups in a crisis situation. Urbanizing a minority
would seem a convenient strategy to eliminate, in the long run, a basis for potential
security threats involving this minority. Therefore, the campaign of forceful
“urbanization” pursued in Ceausescu’s Romania was perceived, especially in
Transylvania, not just as a scheme of “modernization,” but as a long-term strategy of
uprooting the identity of the Hungarian minority living in the villages of the area.
On the other hand, the process of urbanization and the education of a
new and self-confident intellectual elite can stimulate the identity build-up of a
minority and heighten its aspirations and radicalism. This has been shown in the
development of Kosovo after WORLD WAR II and especially in the 1970’s and 1980’s.
However, the attempts to slow down, control or even reverse this process can be a backlash
which may increase security threats.
Similarly, the duration of minority status can play different roles in
different periods and situations. One would generally assume that the “old,”
“traditional” minorities, which are used to their status do not pose a security threat
to the host state, while groups which find themselves suddenly relegated to this status,
usually as a result of territorial changes or a breakup of a country, can immediately
become a security issue (e.g. Serbs in Croatia; Serbs and Croats in Bosnia and
Herzegovina; Russians in Moldova). However, it is also true that some new minorities -
recognized or unrecognized - like Serbs, Croats and Bosniaks in Slovenia and Russians in
some Baltic states have not become a security threat, while other “traditional”
minorities, like Kosovo Albanians and Macedonian Albanians, are increasingly posing such a
threat.
It would therefore seem that the importance of these factors is only
relative and secondary and that they can make a difference only in combination with other
factors (e.g. repression and irredentism).
Of course, the development of democratic institutions both within the
minority and majority populations (i.e. in the whole country concerned) have an
indisputable positive impact and significantly reduce the threat on security. However, the
building of genuinely democratic and tolerant societies with fully established democratic
institutions is a long process. Thus in some regions, like the Balkans, which are
generally lagging behind in this process and which have a complex ethnic structure, the
issue of minorities will remain not only a human rights issue, but also a security problem
for some years to come.
It is widely assumed that the “ethnic mixture” of the Balkans makes
the region a “troubled area” from the point of view of security. “The powder-keg of
Europe” is the usual label given to it. Indeed, the sheer number and territorial
distribution of minorities in the region is impressive, even if we list only those
generally known. Albanians make up sizable minorities in Yugoslavia and Macedonia while an
Albanian-speaking assimilated minoity exists in Greece; Macedonian minorities are present
in Bulgaria, Albania and Greece; Turkish minorities live in Bulgaria and Greece, while
there is a Greek minority in Albania; small Bulgarian minorities live in Yugoslavia,
Macedonia, and Romania. In the northern part of the region, Hungarians are the most
numerous and widespread minority, represented in four countries: Romania, Yugoslavia,
Croatia and Slovenia. The last two countries also have small Italian minorities.
To these “traditional minorities,” new ones - although most of them
not recognized as such - can be added. These are the ones which resulted mainly from the
breakup of ex-Yugoslavia. These are: Serbs in Croatia and Macedonia; Croats in Serbia and
Montenegro; Moslems (Bosniaks) in Serbia, Montenegro and Croatia. In the other end of the
region, in Moldova, there is a new minority (Russians), and an old one (Gagauz).
Besides these minorities, most of which have their kin-states in the
immediate neighborhood, there are minorities without such territorial connections, like
the already mentioned Roma and Vlachs.
Finally, there is the case of Bosnia and Herzegovina where the three
ethnic groups are not minorities but constituent nations with equal rights. However, as a
result of population transfers and territorial divisions within the country, some segments
of the Serbs, Croats and Bosniaks have found themselves in a position of a minority, or
are treated in such a way.
4. The actual position of minorities and their legal status in the
Balkans differ from one country to another. Without going into details, it is interesting
to note that the existence of minorities with their corresponding rights is recognized
more readily - at least formally and on the legal level - in the newly emerging
democracies (the post-Communist states), than in those which have longer democratic
traditions like Greece and Turkey. Recent history shows that the last mentioned countries
have mixed records in parliamentary democracy. Still, they have adopted the basic ideas of
Western democracy a long time ago. This indicates that even the development of democratic
institutions does not by itself solve any problems posed by minorities, unless there is a
clear break with certain historical prejudices and creation of such a security environment
in the region, in which the recognition and improvement of the rights of minorities would
not be perceived as opening the door to security risks.
If we take into account the above mentioned factors, it would seem
that, despite the fact that there are many minorities in the Balkans, only a few of them
pose an actual or potential security threat. The combination of factors as size,
territorial concentration, mutually connected elements of repression and irredentism or
separatism, would suggest that minorities like Albanians (in Kosovo and Macedonia), Serbs
in Croatia and Bosnia and Herzegovina and Croats in Bosnia and Herzegovina (although these
two nations do not have the status of minority in this state) have the potential of
becoming a security threat. This is true to a lesser extent for Turks in Bulgaria, and is
least likely for Hungarians in Romania and Yugoslavia. Without going into the concrete
problems of the different minorities and the legitimacy of their demands, we can
confidently say that the conflict between minorities’ aspirations for increased
self-rule or autonomy and the principle of territorial sovereignty and integrity, creates
an unstable and security threatening situation.
5. The international community has recognized in its documents,
especially those adopted since the late 1980’s, that human rights, including the rights
of national minorities, have a security dimension and is therefore a matter of legitimate
concern. For example, the “emergency mechanism” of the OSCE, adopted in Prague in
1992, implies that gross violations of human rights present a threat to international
peace and security. That is why in cases like that a special mechanism - an emergency
meeting convened even without the agreement of the participating state in question - can
be put into effect..
However, the connection between the treatment of minorities - at the
time defined mainly as religious ones - and stability and security in the Balkans was
internationally recognized already in the decisions of the Berlin Congress in 1878. The
recognition of the independence of the new nation-states (Bulgaria, Greece, Montenegro,
Romania, Serbia) was tied up with the acceptance of the obligation to respect the rights
of Moslems and other religious minorities on their territory.
Similarly, after WW1 minority guarantees were again imposed on the
newly independent Central and Eastern European states and on some of the defeated states
like Austria, Bulgaria, Hungary and Turkey. However, such guarantees were not required
from Germany, or from the victorious powers like France, Italy and the United Kingdom.
The League of Nations developed a rather elaborate system of minority
protection in the inter-war period on the basis of treaties with the states required to
guarantee minority rights.
The first treaty like that was signed in Versailles on June 29, 1919
between the Allies and Poland. This served as a model to similar treaties with other CEE
countries. The treaty obligations included provisions on non-discrimination of the
recognized minorities and provided for special protection of their ethnic, religious or
linguistic identity, including the right to officially use their mother tongue, to have
their own schools and to practice their religion. The League of Nations acted as a
guarantor of these rights and established a mechanism to deal with the complaints in the
cases of violation of minority rights.
However, the system of minority protection broke down with the rise of
totalitarianism and the demise of the League of Nations. In 1934 Poland renounced its
treaty obligations for minority protection. The most serious blow on the idea of
international minority protection came from the fact that minorities started to be used
for provoking international rivalry and for undermining European security. The so called
“revisionist powers” - the ones who were defeated in WW1 - and most of all Germany and
Hungary exploited minority grievances - real or provoked - against new states like
Czechoslovakia, Poland and Yugoslavia. On the other hand, these new states often tried to
evade their responsibilities towards their minorities. Ultimately, the demands of national
minorities were used as pretext by Nazi Germany and by Hungary to justify the
dismemberment of Czechoslovakia (1938) and the annexation of the southern part of Slovakia
and Transylvania to Hungary (1940).
This abuse of minority problems and the inability of the League of
Nations to prevent policies like the ones which contributed to the outbreak of WORLD WAR
II were among the main reasons which made the United Nations concentrate on individual
human rights, non-discrimination and equal protection of individuals, rather than on
minority protection.
The treaties signed after WORLD WAR II did not include clauses on
minority rights protection. There were, however, some exceptions like the Austrian State
Treaty of 1955. In it Austria accepted obligations for the protection of its Slovenian and
Croatian minorities. Other documents in the same vein are: the agreement between Austria
and Italy from 1946 regarding the rights of the German speaking minority in Southern Tirol
(Alto Adige); the treaty between the Federal Republic of Germany and Denmark from 1955,
which includes clauses on the protection of the German and the Danish minority in the
respective country. Still, for many years after WORLD WAR II the general assumption was
that insistence on minority rights is detrimental to international peace and security.
Following the example of the UN, most of the regional organizations adopted the same
negative, or at best, reserved attitude towards minority rights. There are two notable
exceptions in the face of the Council of Europe and the CSCE, which devoted more attention
to the issue, but again concentrating primarily on the protection of individual human
rights.
The change of attitude mainly in Europe towards the development of a
system of minority rights came about with the end of block confrontation and the
reemergence of ethnically provoked conflicts, which affected the continent for the first
time after WORLD WAR II.
6. This brief overview of the treatment of minority issues in
international relations in Europe in a hundred years’ period - from the Berlin Congress
to the fall of the Berlin Wall - shows that the approach to the issue has been largely
determined by the changes in the international system.
The periods of increased attention to minority rights were usually an
answer to big territorial changes or, to be more precise, an answer to the disintegration
of multinational empires and the consequent redrawing of borders. These new borders could
not accommodate the whole ethnic complexity and therefore created numerous and often quite
large minorities within the newly emerging states. The insistence on minority rights at
the Berlin Congress was a response to the dissolution of the Ottoman Empire in the
Balkans; the Versailles system introduced guarantees which dealt with the ethnic
repercussions of the dissolution of the Austro-Hungarian Empire; the renewed and increased
attention to minority issues in the late 1980’s and early 1990’s coincided with the
process of dissolution of three multinational federations - Czechoslovakia, Yugoslavia,
the Soviet Union. The exception to the post-1945 situation was a reaction to the
unfortunate experience of the League of Nations’ minority system, as well as a
reflection of the fact that unlike the respective situations in 1878, 1918, and 1990-1991,
WORLD WAR II did not result in the breakup of multinational states but, on the contrary,
in their reestablishment (e.g. Yugoslavia and Czechoslovakia). Although significant
territorial changes did occur, they were mainly at the expense of Germany, whose nationals
in the East emigrated from the territories they used to inhabit, thus diminishing
substantially the number of German nationals in these regions.
Regardless of whether minority issues are treated with increased
concern or with clear preference for individual rights, there have always been some
security implications. In dealing with this aspect of the problem, various strategies have
been applied with different success. The international community, usually represented by
the victorious Great Powers, has not yet tried to tackle the roots of the problem, but
just encouraged the implementation of measures for the elimination of the problem. This
has been done through the - either publicly known or tacit - endorsement of population
transfers or assimilation. For example, in 1923 there was an exchange of populations
between Greece and Turkey which involved almost 2 million people, while in the immediate
post-WORLD WAR II years over 6.5 million ethnic Germans left for Germany from
Czechoslovakia, Hungary, Poland and Yugoslavia, with the Allies’ approval given at the
Potsdam conference. Similar was the approach at the Paris Peace Conference in 1946 which
dealt with moving ethnic Italians from former Yugoslavia (Croatia and Slovenia) to Italy.
On the whole, the insistence on individual human rights during the larger part of the
post-WORLD WAR II period in a sense encouraged or, at least, overlooked the assimilation
policies towards national minorities.
In retrospect, it could be summarized that the issue of national
minorities was treated as a security issue with human rights elements in the latter half
of the 19th century, as a human rights and security issue in the inter-war
period, and as a human rights issue with security implications in the post-WORLD WAR II
period. Finally, in the post-Cold War period, it is treated again both as a security and a
human rights issue. In this sense, we are back to a century ago - to the Berlin Congress
situation. Of course, now we have a significantly more advanced understanding of human
rights and security concepts.
7. What are the main elements of the strategy of the international
community in dealing with the security aspects of the problems of national minorities
today?
It is interesting to note that with respect to the most acute problem -
the status of national minorities in the new states - the approach strikingly resembles
the one taken more than a hundred years ago. It relates state recognition with guarantees
for national minorities. This was the approach which the legal advisory commission formed
by the European Community (the Badinter Commission) recommended with respect to the
recognition of the states emerging from the breakup of ex-Yugoslavia, and which de
facto became the basis for the official EC policy.
The European Union today requires from all its prospective members to
solve their outstanding bilateral problems with their neighbors, particularly the ones
related to minorities. It is largely because of this condition that Hungary took a more
conciliatory approach to the issue of the Hungarian minority in Romania, while the latter,
on its part, displayed more flexibility and openness as regards minority rights. This
enabled the two countries to conclude a treaty in 1996. It regulates the position and
rights of the Hungarian national minority in Romania. The protection of national
minorities is also among the criteria for Council of Europe admission.
On the multilateral level, the basic concern of the international
community is still the reconciliation of national minorities’ rights with states’
interest for territorial integrity. We have already stated that during the greater part of
the post-WORLD WAR II period the solution to this dilemma has been sought in the emphasis
of individual human rights and in the incorporation of national minorities’ rights into
the general principle of human rights. An additional element to all that are the
references to principles like territorial integrity and sovereign equality, so that there
is no connection between them and the principle of self-determination of peoples. This
cautious approach was, for example, adopted in the CSCE Final Act of 1975.
Although such a balanced approach prevails even today, it has been
changed somewhat due to important advances in minority rights’ protection undertaken in
the last decade, primarily in the framework of the Council of Europe and the CSCE, as well
as in the UN.
The first steps in the direction to the recognition of minority rights
as collective rights and directly relating them to security concerns were taken in the
Copenhagen Document of the CSCE Conference on the Human Dimension (1990). There it is
explicitly stated that the rights of national minorities “are an essential factor for
peace, justice, stability and democracy,” implying that these rights should be
enjoyed collectively (“in community with others”).
The Report of the Geneva CSCE Expert Meeting on National Minorities
(1991) went even further and adopted a provision in which the participating states
explicitly recognized that the issues concerning national minorities “are matters of
legitimate international concern and do not constitute an exclusively internal affair of
the respective state.”
The approach within the UN has been somewhat more cautious and
reserved. This can be explained by the fact that many member-states are Third World
countries, which are extra sensitive for their new statehood and are primarily concerned
with the preservation of their territorial integrity. Although the 1992 UN Declaration on
the Rights of Persons belonging to National or Ethnic, Religious and Linguistic Minorities
contains indirect references to the collective aspects of these rights (“rights could
be exercised individually or in community with others”), the emphasis was put on the
provision that minority rights should not be the basis for secession or irredentism
(Article 8 of the Declaration contains references to sovereign rights and territorial
integrity).
The importance of minority rights for stable relations in Europe was
recognized in the EU-sponsored Pact on Stability in Europe adopted in 1993. The protection
of minorities constitutes one of the five basic elements of the Pact, but the principle of
inviolability of frontiers is singled out again. This is not surprising, keeping in mind
that one of the main initiators of the Pact was France - a country which is traditionally
reserved as regards collective minority rights. It is evident that in today’s Europe
there is a growing convergence of views on many issues, including on national minorities.
However, there are still persistent differences between the countries which are for
individual minority rights and territorial integrity and those which advocate collective
rights and territorial autonomy. These differences are due to the historical backgrounds
and doctrinal traditions of the countries - federalist vs. centralist traditions. Yet what
they primarily reflect is the fact that some countries - the more reserved ones - host
minorities, while others - the more open ones - have their kin as minorities abroad. The
first group includes: Bulgaria, France, Greece, Romania, Slovakia and Turkey, while the
other group includes: Austria, Germany, Hungary, Italy and the Netherlands. It is
interesting to note that former Yugoslavia used to be one of the most radical proponents
of minority rights, insisting on the introduction of collective minority rights in the
CSCE Final Act of 1975, while today, twenty years after that, most of the countries which
emerged from the former state are much more restrictive, avoiding collective minority
rights, particularly when it comes to real autonomy.
8. It could be concluded that the common denominator of the different
positions and interests of the European states is still closer to the traditional view on
the primacy of individual rights. However, two new norms have emerged in the recent
documents on minority issues - the first one aims at the prevention of forced assimilation
and population transfers, while the other deals with various forms of autonomy and
self-government for minorities, albeit mainly in the form of recommendations to the
states. Both types of norms are present in the Copenhagen Document of 1990 - although the
reference to autonomy is conditioned by the clause “in accordance with the States’
policies” - and have been reaffirmed and further elaborated on in later OSCE
documents.
There is yet another new trend. While before 1989 the issue of
minorities used to be treated mainly as a prerogative for domestic policies, after the
changes in Europe it is considered a matter of legitimate concern of the international
community. As mentioned above, this change was introduced in the Geneva document (1991),
to be repeated and reinforced in the Moscow Document on the Human Dimension of the CSCE
(1991) and in the Helsinki Document of the CSCE Summit Meeting in 1992.
The Council of Europe has taken a similar approach, stating in the very
first article of the European Convention on the Protection of National Minorities (1995),
that minority rights are “a matter of international cooperation.”
Recommendation 1201 (1993) of the Parliamentary Assembly of the Council
of Europe is of special importance for the promotion of minority rights on the normative
level. It is probably the most advanced document on the issue to date. It speaks
explicitly of collective rights of minorities and refers indirectly to territorial
autonomy, recommending that in certain situations minorities be given a special status,
corresponding to their historical and territorial position (Article 11). However, the fact
that this is a non-mandatory document gives possibilities for restrictive and selective
interpretation. The recent example of that is the Romanian-Hungarian bilateral treaty of
1996 which stipulates that the Romanian side does not consider Recommendation 1201 as
implying territorial autonomy.
The Recommendation also lists specific minority rights like: the right
to form minority political parties; to use publicly their language in contact with the
governmental and judicial institutions; to have schools in their mother tongue, etc.
Finally, the Recommendation attempts to give a definition of “national minority,”
enumerating criteria such as: residence on a defined territory and links with the state;
specific ethnic, cultural, religious or linguistic characteristics; representation in “a
sufficient” number which is still smaller that the rest of the population; separate
identity, accompanied by a wish to preserve this identity.
Along with these developments on the normative level, instruments and
mechanisms for monitoring of the implementation of human rights, including minority
rights, have been elaborated in the European framework. For instance, the Council of
Europe requires from its member-states to report annually on the implementation of human
rights standards, thereby including minority rights. Violation of human rights by
member-states can in certain cases result in their suspension or even in their expulsion
from the Council.
The OSCE has created the multi-stage human dimension mechanism which
can be invoked by a participating state vis-a-vis other participating states in cases of
presumed non-implementation of commitments in the field of human rights. With reference to
minority rights this mechanism has already been applied to Croatia, Estonia, Moldova,
Romania, former Yugoslavia and today’s Yugoslavia ( Serbia-Montenegro).
In 1992, at the initiative of the Netherlands supported by the EU, a
special OSCE instrument was established - the High Commissioner on National Minorities. It
is another illustration that the security implication of minority issues are clearly
recognized by the participating states. The primary role of the Commissioner is not just
to review the implementation of the undertaken commitments in this field, but also to act
as the instrument of early warning and prevention in situations where minority questions
can evolve into security threats.
9. These recent developments suggest that, in spite of the political
differences, the international community has not been unprepared, as it is often claimed,
for the reemergence of ethnic problems and conflicts.
As we already noted, the process of developing instruments for dealing
with emerging and potential problems, including ethnic tensions, started already in the
period between 1986 and 1989 at the Vienna CSCE Follow-up Meeting. There the West European
states managed to ensure the adoption of the above mentioned mechanism concerning the
“human dimension.” The mechanism was further elaborated on at the Conference on the
Human Dimension in Moscow in September 1991. It represented the first, albeit procedural,
departure from the up to then existing absolute principle of consensus (i.e. the addressed
state could not refuse the initiation of the mechanism against itself, or refuse to give
information or convene a bilateral meeting on the disputable questions with regard to
human rights, including minority rights). The next important step was made on the eve of
the CSCE Paris Summit meeting in October 1990 with the adoption of mechanisms for
consultations in cases of unusual military activities. The Summit did not accept - due to
the Soviet Union’s refusal - an even more far-reaching Western proposal related to the
so-called “crisis mechanism” (e.g. the possibility to convene extraordinary meetings
of high officials of the CSCE states upon the request of a certain number of countries).
However, the instrument was adopted in the following year - at the CSCE Ministerial
Meeting in Berlin, June 1991 - and almost immediately implemented, together with the
mechanism on unusual military activities, when the conflict in former Yugoslavia broke
out.
Further important steps towards the creation of a more elaborate CSCE
structure were taken at the 1992 Helsinki Summit. There provisions concerning the
possibilities of CSCE engagement in peace operations were adopted and, as already
mentioned, the function of the High Commissioner on National Minorities was established
(i.e. an instrument “for conflict prevention at the earliest possible stage”). The
decisions on the extension of the prerogatives of the CSCE Chairperson-in-Office, as well
as of the “troika” consisting of the former, the current and the future Chairperson,
were also very important. The Chairperson was thus authorized to create ad hoc
initiative groups in particular situations and dispatch his special representatives into
crisis regions. As additional means for conflict prevention and conflict resolution fact
finding and rapporteur missions were introduced.
This stage of organizational transformation of the CSCE was completed
at the Budapest Summit in December 1994. There a Permanent Council was established
(previously it existed as the Permanent Committee). The Council was given the authority to
carry out operational tasks, including the sending of missions to crisis regions. The
Committee of Senior Officials transformed into the Senior Council, which meets, as a rule,
three times a year in Prague. The logical outcome of this evolution was the decision of
the Budapest Summit to rename the CSCE into the Organization for Security and Cooperation
in Europe (OSCE).
Hence, it cannot be said that the OSCE, which has evolved under the
growing influence of the Western countries, especially of the EU, was unprepared for the
breakout of conflicts in Eastern Europe. There were relevant instruments at the
Organization’s disposal. What it lacked, however, was the political will to act
decisively and forcefully.
10. It is still to be seen whether, with all this experience, the
international community will be able to respond in a timely and more effective way to new
challenges, including those related to ethnic problems.
Admittedly, national minorities still represent one of the most
controversial issues in international relations, since this question touches on the
national unity, sovereignty and territorial integrity of states. However, it seems that
the international community, at least in Europe, has finally developed a relatively
coherent strategy for dealing with the problem. Even the most restrictive countries do not
deny the importance of minority rights, at least on the individual level. Moreover,
policies of open assimilation have been discredited. The rights of national minorities in
the field of culture and education are heading to a wider acceptance. On the other hand,
political rights including the right to self-rule, particularly in relation to territorial
autonomy, are still disputed. These rights would certainly be less objectionable to the
states, if they are clearly distinguished from the right to self-determination
(statehood), a right whose subjects can be nations only. This approach still dominates
both the theory and practice of international relations. It has been spelled out in more
or less explicit terms in all the main documents on national minorities. As it is noted by
analysts of the problem, even the most recent and advanced text, from the period
1990-1995, explicitly affirms the inviolability of existing boundaries within the
nation-state system and the supreme authority of states over their citizens, regardless of
whether they are members of national minorities or not. Minority rights are still held in
check by traditional principles of state sovereignty, territorial integrity and
inviolability of frontiers.
However, a recent generally accepted norm is the one that human rights
issues, and by implication also the rights of national minorities, cannot remain an
exclusive prerogative of the states, especially if these issues have, as they often do,
wider security implications. The last OSCE Summit, held in Lisbon in December 1996,
explicitly recognized that ethnic conflicts represent one of the most fundamental threats
to security and stability in Europe. Article 2 of the Lisbon Declaration on a Common and
Comprehensive Security Model for Europe for the 21st century states that “ethnic
tensions, aggressive nationalism, violations of the rights of persons belonging to
national minorities, as well as serious difficulties of economic transition can threaten
stability and may also spread to other states.” At this meeting the OSCE confirmed
that one of its basic tasks is conflict prevention. The main Declaration of the Summit
(Para 5) states that “the OSCE has a key role to play in fostering security and
stability in all their dimensions” and that it will “continue efforts to
further enhance its efficiency as a primary instrument for early warning, conflict
prevention, crisis management and post-conflict rehabilitation capabilities.”
Basing itself on these general principles, the OSCE has taken a
concrete position on a number of issues involving ethnic tensions such as those in
Chechnya, Moldova, Nagorno Karabakh and, most recently, Kosovo. In the March 11, 1998
decision of the Permanent Council of the OSCE in Vienna the representatives of the 54
participating states (excluding Yugoslavia which is still under suspension in the OSCE)
note that the “crisis in Kosovo is not solely an internal affair of the FRY [Federal
Republic of Yugoslavia] because of the violations of OSCE principles and commitments on
human rights and because it has a significant impact on the security of the region.”
Undoubtedly, the OSCE would be the appropriate organization to contribute to the solution
of the problem, but its involvement is still rejected by the Yugoslav authorities. A
possible solution could be the combination of the CSCE action with the reinstatement of
the FRY status in the OSCE. This has been hinted at in the statement of the Permanent
Council. In their call to the FRY to accept without preconditions an immediate return of
the OSCE missions of long duration to Kosovo, Sandjak an Vojvodina, the participating
states also noted that the return of these missions is essential for the Federation’s
future participation in the OSCE.
While it is difficult to predict whether and when exactly the OSCE will
be able to assume its role with respect to this issue, it is clear that in the future
acute problems of national minorities in the OSCE area will be approached and dealt with
both as a security and as a human rights issue. It will not be at all surprising if the
defusing of ethnic tensions and conflicts becomes one of the main missions of the OSCE.
The evolution of the OSCE may be assumed to have started at the Vienna Meeting
(1986-1989). This forum, which initially served primarily for the strengthening of
European stability (some would even claim that it served for the preservation of the
political and territorial status quo) and for the gradual overcoming of block
division, has been transformed in the relatively short period of one decade from a
multilateral process into an organization whose primary aim is crisis prevention and
resolving of local conflicts. The mission of the “original CSCE” - overcoming of block
division - has been accomplished successfully. Of course, the Organization’s
contribution was only partial, since the opening up and the subsequent disappearance of
the Eastern Block came first of all as a result of internal crises, and not of the outside
pressure in which the CSCE played its part. The extent to which the OSCE will be
successful in its new role - prevention and solution of ethnic conflicts - is something
which is still to get a definite answer. However, it is obvious that the potential of the
Organization is bigger than its achievements in this field up to now. That is why a
further coordinated action of the members with regard to the strengthening and,
especially, to the more effective use of a number of already existing mechanisms for
conflict prevention and conflict resolution should be pursued.